Transcranial Doppler to assess sepsis-associated encephalopathy in critically ill patients

Sepsis-associated encephalopathy (SAE) is a common complication in critically ill patients and is considered to be an independent prognostic factor for increased mortality [1, 2]. The pathophysiology of SAE is still quite obscure [3, 4].

Cerebral microcirculation alterations related to sepsis are characterized by a decrease in the density of perfused microvessels [5]. An increase in the distance between neurons and capillaries can possibly cause an inadequate oxygen supply. Given that the brain is highly dependent on an adequate oxygen supply, any deficit can be related to immediate important cerebral dysfunction [6]. Additionally, a decrease in the density of perfused microvessels can be related to an increase in cerebrovascular resistance. The pulsatility index (PI), as an indicator of cerebrovascular resistance, has been found to be higher in septic patients, compared with normal controls [7] or non-septic critically ill patients [8]. The aim of this study is to correlate the clinical presentation of SAE with changes in PI, as evaluated by Transcranial Doppler (TCD).

This is a prospective, observational study conducted in our 33-bed intensive care unit (ICU) during a 4-month period (January-April 2013). Patients with sepsis for fewer than 24 hours were included in the study. Sepsis was defined according to standard international criteria [9]. Septic shock was defined as the need of noradrenaline support of more than 0.1 μg/kg/min. The Ethics Committee of the Brugmann University Hospital approved the study protocol and verbal consent was obtained from all patients (or from relatives when the patient was not conscious).

Exclusion criteria were: 1) an age less than 18 years old, 2) known cerebral lesions (ischemic or hemorrhagic cerebrovascular event, neoplasm), 3) cerebral infection, 4) patient support by Intra Aortic Balloon Pump or ECMO, 5) intoxication due to drugs, 6) known severe carotid stenosis (>70%), and 7) pregnancy.

We collected demographic information, such as length of stay in the ICU, source of sepsis, and relevant microbiological results. Clinical and laboratory data concerning organ failure were also compiled. The severity of illness was assessed with the Acute Physiology and Chronic Health Evaluation (APACHE) II score.

Blood velocity in the middle cerebral artery (VMCA) was measured with a 3-MHz TCD probe, going through the temporal bone window at both sides of the skull within the first day of sepsis for 10 seconds. The values of the brain side with the highest mean VMCA were registered. Three days later, the examination was repeated on the same side of the skull. At the time of the measurements, the patients were deemed to have a stable hemodynamic status. We calculated PI (PI = (velocity systolic-velocity diastolic)/mean velocity) [10] and cerebral blood flow index (CBFi = MAP x 10/1.47^PI), where MAP stands for mean arterial pressure [8].

SAE is an acute-onset encephalopathy attributed to systematic inflammatory response to sepsis, characterized by a diffuse or multifocal brain dysfunction and a variety of clinical signs (e.g., seizures, coma, altered mental status) [11, 12]. We chose to evaluate patients with the Confusion Assessment Method for the Intensive Care Unit (CAM-ICU) test as this method can evaluate the acute onset of neurological dysfunction and inattention, altered level of consciousness, and disorganized thinking, which can be symptoms related to SAE [13]. In order to assess early cerebral microcirculation alterations as a cause of cerebral dysfunction, we tested the predictive value of PI on the first or third day for a positive CAM-ICU test. Given that we evaluated static PI, we expected that an increased PI will be related to relative prolonged microcirculation disturbances. Therefore, we expected that neurological symptoms might be persistent or even presented later than the initial measurement. For this reason, patients were evaluated via the CAM-ICU test, once per day (between 11:00–14:00), during their stay in the ICU, or for 10 days. Sedated patients were evaluated at least 6 hours after the cessation of medication.

Forty patients with sepsis were included in the study, while two patients were excluded, since the physicians questioned the diagnosis of sepsis in those cases. Pulmonary infection was the source of infection in the majority of patients (64%). Gram-negative pathogens were responsible for sepsis in 46% of septic patients. The majority of patients (76%) presented a maximum PI > 1.1.

Twenty-one patients (55%) presented delirium (positive CAM-ICU test). Sixteen patients presented a positive CAM-ICU test on the first study day. Three patients could not be evaluated on the first day because of sedation. Two of these patients were initially evaluated three days later for the first time and one was evaluated five days later, when a positive CAM-ICU test was found. Two patients showed a negative CAM-ICU test on the first day and a positive test on the second study day.

ROC curve analysis showing only PI on the first day and not the third day was a good predictor of the presence of confusion (AUC = 0.908, 95%, CI 0.80-0.98, p < 0.01 and AUC = 0.618, 95% CI 0.44-0.791, p = 0.24, respectively; Figure 1). For a cut-off value of 1.3, we found a 95% sensitivity and an 88% specificity. We found no significant correlation between PI and age on the first or third days (r² = 0.09, p = 0.06; r² = 0.05, p = 0.16, respectively). Multivariate logistic regression analysis showed that PI was related to confusion, independent of age and APACHE II score (OR: 5.66, 95% CI: 1.1-29.11, p = 0.03; Table 1).

The measurements of VMCA and calculations of PI and CBFi, as well as MAP and pCO₂ values at the time of examination, are presented in Tables 3 and 4. Patients with high PI have statistically lower values of mean VMCA and CBFi compared with patients with lower PI (36 ± 21 vs. 62 ± 28 cm/sec, p < 0.01; 328 ± 101 vs. 581 ± 108, p < 0.01), only on the first day. No statistically significant differences for PI were found between groups on the third day (1.81 ± 0.64 vs. 1.58 ± 0.57). The evolution of PI over three days of observation is presented in Figures 2 and 3.

	PI < 1.29	PI > 1.3	p values
VMCA systolic (cm/sec)	103 ± 47	92 ± 44	0.48
VMCA diastolic (cm/sec)	40 ± 20	16 ± 13	< 0.01
VMCA mean (cm/sec)	62 ± 28	36 ± 21	< 0.01
PI	1.01 ± 0.15	2.2 ± 0.71	< 0.01
CBFi	581 ± 108	328 ± 101	< 0.01
pCO2 (mmHg)	40 ± 13	37 ± 8	0.41
MAP (mmHg)	86 ± 12	75 ± 11	0.01

VMCA: velocity in middle cerebral artery, PI: pulsatility index, CBFi: cerebral blood flow index, MAP: mean arterial pressure.

	PI < 1.29	PI > 1.3	p values
VMCA systolic (cm/sec)	85 ± 47	95 ± 46	0.56
VMCA diastolic (cm/sec)	25 ± 21	22 ± 17	0.61
VMCA mean (cm/sec)	45 ± 30	44 ± 24	0.91
PI	1.58 ± 0.57	1.81 ± 0.64	0.32
CBFi	440 ± 131	424 ± 115	0.71
pCO2 (mmHg)	43 ± 9	43 ± 7	0.91
MAP (mmHg)	78 ± 12	83 ± 10	0.31

VMCA: velocity in middle cerebral artery, PI: pulsatility index, CBFi: cerebral blood flow index, MAP: mean arterial pressure.

The most important finding of this study is that PI measured within the first 24 hours after sepsis initiation is related to clinical signs of SAE. The value of PI of 1.3 represents a cut-off point that can be used in clinical practice. However, PI measured more than 72 hours after sepsis initiation is not related to the presence of delirium in septic patients.

PI is a parameter that is commonly used to describe Doppler waves and it is positively related to changes in vascular peripheral resistance [14]. The relationship of cerebral PI and peripheral cerebral resistances was doubted, as in cases of acute decrease in cerebral perfusion pressure because of the increase in intracranial pressure, an increase of PI is observed despite compensating cerebral vasodilation [15–17]. We evaluate static PI and not acute changes of PI; patients were hemodynamically stable at the time of examination with expected cerebral perfusion pressure much higher than the lower limit of autoregulation. Experimental [16] and clinical studies [17, 18] showed that PI is a good reflection of changes in peripheral cerebrovascular resistances when cerebral perfusion pressure is stable. Increased static PI is found to be associated with angiographically demonstrated diffuse intracranial vessel disease in hemodynamically stable patients [19]. Consequently, we believe that the increase of PI that we found in patients with delirium corresponds to alterations of cerebral microcirculation.

Cerebral microcirculation is supposed to play an important role in the initiation of SAE, but also represents an anatomical structure that is possibly being attacked during sepsis. Cerebral endothelial cells are activated early in sepsis and they release pro-inflammatory cytokines and nitric monoxide in the brain, initiating or aggravating cerebral inflammation [20, 21]. On the other hand, edema associated with cerebral inflammation [22], neutrophil [23], and platelet accumulation [24] within the cerebral microvessels impairs microcirculation. In our study, the majority of patients also showed a high PI at some point during their ICU stay. Given that increased PI is associated with increased cerebral resistance, we suspect that the majority of patients showed cerebral microcirculation impairment. Interestingly, the time of the microcirculation change was not homogeneous, with some patients showing changes early in the course of sepsis and others showing changes later (after the third day; Figures 2 and 3).

Even though previous studies have shown disturbances of cerebral microcirculation [25], its relation to cerebral function has not yet been well evaluated. A decrease of oxygen transport because of microcirculation disturbances could possibly counterbalanced by a decrease of cerebral metabolic needs [26]. Experimental studies have shown that cerebral microcirculation disturbances precede neuronal dysfunction in sepsis [27]. Cerebrovascular autoregulation disturbances were found only in septic patients with delirium [28]. Visually evoked potentials in patients with community-acquired pneumonia, evaluated in the acute phase, were similar to normal controls when autoregulatory disturbances were present [29]. The results of our study show that the relation between clinical signs of SAE and cerebral microcirculation is more complicated since we found that only high PI (>1.3) early in the course of sepsis is related to clinical symptoms of SAE. The group of patients that exhibited high PI on the first day also showed a lower Glasgow coma score (GCS) at the initiation of sepsis. Independently of the reason (e.g., hypotension, inflammation, etc.), this fact may imply a more severe affection of cerebral tissue that can cause significant early cerebral microcirculatory disturbances. It is possible that impairment of oxygen transport only in the early phases of sepsis is related to functional cerebral alterations.

Of the microcirculation disturbances, decrease of global cerebral blood may also contribute to the pathophysiology of SAE [4]. Increased cerebrovascular resistance and autoregulatory disturbances may expose septic patients to a decrease in cerebral blood flow (CBF) if the decrease is not compensated for by an increase in cerebral perfusion pressure. An experimental study showed that after 18 hours from the onset of sepsis, only animals with MAP values less than 65 mmHg showed cerebral hypoxia (lactate/pyruvate > 40), even though they showed similar functional cerebral capillary density and proportions of small perfused cerebral vessels compared with animals with higher MAP values (65-70 mmHg) [30]. In our study, patients with high PI showed a lower mean VMCA and CBFi compared with patients with lower PI. The lower MAP and coexistence increased resistance, potentially resulting in a decrease in CBF in these patients. Our results support the premise that a decrease in CBF plays an important role in the presence of delirium. Conversely, a potential increase of perfusion pressure may increase CBF and may therefore represent a therapeutic target in these patients.

The present study has some limitations. First, the study was not blinded: the TCD assessor was aware of the clinical image of the patient, as well as the results of the CAM-ICU test. However, PI does not depend on the insonation angle applied by the assessor [31] and patient assessment with the CAM-ICU test was performed by an occupational therapist who was unaware of the TCD results. In this manner, any bias was minimized. Patients with PI > 1.3 were not totally analogous to patients with lower PI as they showed a higher age and higher APACHE II score compared with patients with lower PI. As a result, we cannot exclude the possibility that high PI is a co-founder. However, we think that these two factors cannot explain our results since a multivariable analysis that evaluate age, APACHE II score, and PI as risk factors for a positive CAM-ICU test revealed PI as an independent risk factor. Additionally, we did not find any correlation between PI and age. As we tried to evaluate the PI values in an easily applicable clinical relevant context, we measured VMCA for only limited time (10 sec). However given that we evaluated patients in stable hemodynamic and respiratory conditions we think that this has only minor effect on our results. We only assessed TCD findings in relation to clinical symptoms associated to SAE, but not with any neuroradiological or neurophysiological results (e.g., electroencephalograms or magnetic resonance imaging). Consequently, we cannot confirm the normality of patients with PI < 1.3.

Our results show that cerebral vascular constriction, detected by TCD in the early stages of sepsis, is correlated with clinical signs of SAE. A cut-off value of PI > 1.3 could be used in clinical practice as a risk factor for delirium in septic patients. The evolution of cerebral perfusion could vary between patients during the course of sepsis, which might then be followed up by TCD. Further studies are warranted to confirm the results of our studies and evaluate the utility of TCD to guide therapies applied in septic patients.